Financial services regulation

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ABA Submission to ASIC Enforcement Review - Strengthening ASIC’s Licensing Powers
2 Aug 2017
The ABA has provided a submission to the ASIC Enforcement Review Taskforce’s consultation paper on strengthening ASIC’s licensing powers.
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ABA Submission to ASIC Enforcement Review - Codes in the Financial Sector
2 Aug 2017
The ABA has provided comments to the Treasury Consultation Paper: ASIC enforcement review – Position and consultation paper 4 Industry Codes in the Financial Sector
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ABA Submission to ASIC Enforcement Review - Self-reporting of contraventions by financial services and credit licensees
29 May 2017
The ABA has provided a submission to the ASIC Enforcement Review Taskforce’s consultation paper on self-reporting of contraventions by financial services and credit licensees.
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The Australian Bankers’ Association submission on external dispute resolution
1 Feb 2017
The ABA has responded to the interim report by Professor Ian Ramsay from his review into the external dispute resolution system and complaints framework.
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The Australian Bankers’ Association submission on CP260: Further measures to facilitate innovation in financial services
22 Jul 2016
The ABA provided comments to ASIC on Consultation Paper 260: Further measures to facilitate innovation in financial services.
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The Australian Bankers’ Association response to Proposed Industry Funding Model for the Australian Securities and Investments Commission
9 Oct 2015
The ABA provided comments to Treasury on the Consultation Paper "Proposed Industry Funding Model for the Australian Securities and Investments Commission".
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The Australian Bankers’ Association submission on the financial services industry
7 May 2015
The ABA commented on the Federal Government's consultation on recommendations of the Parliamentary Joint Committee on Corporations and Financial Services' inquiry to lift the professional, ethical and education standards in the financial services industry.
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The Australian Bankers’ Association (ABA) submission on ASIC consultation paper 224
30 Jan 2015
The ABA provided comments on facilitating electronic financial services disclosure.
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The Australian Bankers’ Association (ABA) submission on the ‘Scrutiny of Financial Advice’ inquiry
5 Dec 2014
The ABA responded to the terms of reference of the Senate Economics Committee Inquiry into the Scrutiny of Financial Advice.

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