ABA Submission to ASIC Enforcement Review – Codes in the Financial Sector
2 August 2017
The ABA has provided comments to the Treasury Consultation Paper: ASIC enforcement review – Position and consultation paper 4 Industry Codes in the Financial Sector
Download PDFABA Submission to ASIC Enforcement Review – Self-reporting of contraventions by financial services and credit licensees
29 May 2017
The ABA has provided a submission to the ASIC Enforcement Review Taskforce’s consultation paper on self-reporting of contraventions by financial services and credit licensees.
Download PDFThe Australian Bankers’ Association submission on the Proposed Industry Funding Model for the Australian Securities and Investments Commission
16 December 2016
The ABA lodged its submission on a revised industry funding model for ASIC.
Download PDFThe Australian Bankers’ Association submission on CP260: Further measures to facilitate innovation in financial services
22 July 2016
The ABA provided comments to ASIC on Consultation Paper 260: Further measures to facilitate innovation in financial services.
Download PDFThe Australian Bankers’ Association submission on Enhanced Protection of Client Money
29 January 2016
The ABA provided feedback to Treasury on their Policy Paper Enhanced Protection of Client Money.
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